Broker Check


Managing Director, Financial Advisor

Seth Kaplan is a Certified Private Wealth Advisor® and CERTIFIED FINANCIAL PLANNER™ practitioner, with over 25 years of financial advisory and investment management experience. He is also a holder of the Certified Divorce Financial Analyst® and Master Analyst in Financial Forensics™, and he is involved in various financial planning and divorce financial analyst professional groups.

When working with traditional financial advisory clients, Seth’s primary focus is on comprehensive wealth management. He often works closely with his clients’ CPA’s and attorneys to help build and coordinate personalized wealth management strategies that reflect the client’s financial status, tax situation, risk tolerance, and family dynamic.

In addition to providing traditional wealth management services, Seth has specialized training and expertise as a Certified Divorce Financial Analyst® and Certified Forensic Financial Analyst™. He works with clients (and their attorneys and mediators) through the transition of divorce by providing expertise relating to the financial details, along with thoughtful counsel and perspective regarding possible settlement options.

A California State University of Sacramento graduate, Seth is a firm believer in the value of ongoing career-related education. In addition to the various licenses* and various certifications that he holds, he is actively involved in various financial planning and divorce-related professional groups. He is a member of the Investment Management Consultant Association, Cal CPA Family Law Division, AICPA, National Association of Certified Valuation Analysts, and the Institute for Divorce Financial Analysts.

CA insurance license number 0C21994